On 20 December 2001, the Durham County Grand Jury
returned a true bill of indictment charging defendant with first-
degree murder. Following a lengthy trial that spanned five
months, defendant was convicted on 10 October 2003 of the first-
degree murder of Kathleen Peterson, and on that same day the
trial court entered judgment against defendant and sentenced him
to life imprisonment without parole. Defendant appealed to the
Court of Appeals, a majority of which affirmed defendant's
conviction. However, one judge dissented and would have held
that defendant was entitled to a new trial.
Defendant filed a notice of appeal with this Court on
17 October 2006 and contemporaneously filed a petition for
discretionary review of additional issues which were not the
subject of the dissenting opinion in the Court of Appeals. This
Court denied defendant's petition on 25 January 2007.
First responders arrived at the scene less than eight
minutes after defendant made the initial 911 call. When they
arrived, defendant's son Todd Peterson, who had just entered the
residence, told defendant that the victim was dead and to step
aside, move, the paramedic's [sic] here. Paramedic James Rose
testified that there was an enormous amount of blood at the
scene and [a] lot of the blood that [was] on the walls [was]
dry. The blood under her head was . . . coagulated. It had
already clotted and started to harden. He additionally
testified that there was dried blood on the stairs and stairwell,
and it looked like it had been wiped away or wiped on. It had
been smeared, instead of just blood droplets just soaking down
the wall. Defendant told the paramedics he had just [gone]
outside to turn off the lights, and came back in and found her at
the bottom of the steps. While defendant had indicated at 2:41
a.m. to the 911 operator that the victim was still breathing,
Rose examined her at approximately 2:50 a.m. and discovered her
pupils were dilated six millimeters--indicating a substantial
time period in which she was without oxygen. Rose also testified
that he had been to thirty or forty incidents involving falls and
the worst injury he had observed was a broken neck. He had never
seen wounding to the back of the head like was present in this
case.
Paramedic Ron Paige gave similar testimony concerning
the amount of blood, and he noted that the blood on the victim's
clothes appeared to be dry. Both paramedics indicated thatdefendant had blood on his shirt and hands. Rose testified that
defendant's shirt was partially blood-soaked with [spatter]
spots, there were speckles of blood over his shirt. Blood on his
hands and arms, and I believe his legs and feet. Later
observation of defendant's clothing indicated blood spatter on
defendant's tennis shoes and inside the right leg of his shorts.
Shortly after the arrival of the paramedics and
firefighters, a man and a woman were admitted into the residence.
According to a first responder, the woman described herself as a
doctor or something. In addition, other individuals entered
the residence. Eventually, the first responders determined that
the area should be secured until the arrival of police
investigators. Therefore, a police officer stationed at the door
was instructed to stop all civilian traffic into the residence
until it was determined whether the area was a crime scene.
Soon, investigators from the Durham Police Department
Criminal Investigations Division arrived at the scene. Sergeant
Francis J. Borden noted a large amount of blood and blood
spatter. Sergeant Borden and Detective Art Holland conferred
after viewing the crime scene and made a decision to apply for a
search warrant for the premises. Detective Holland left the
scene to obtain the warrant, which was issued by a magistrate.
Dan George of the Forensic Services Unit of the City of Durham
observed large quantities of blood all over the floor, all over
the victim, her hands, feet, her clothing, the walls, the stair.
He also testified that the blood on the stairway appeared to
have either been wiped or smeared.
Kenneth Snell, M.D., the local medical examiner,
examined the victim's body and discovered a four-inch laceration
to the back of the skull and what appeared to be three or four
injuries that may have been caused by a fall. He advised the
investigators to look for some sort of instrument that may have
been used to cause the lacerations. He was uncertain whether a
fall was the cause of the injuries and withheld final
determination until an autopsy could be performed. After the
autopsy, Dr. Snell opined that the injuries [were] not
consistent with a fall, but were consistent with an assaultive,
beating-type pattern.
North Carolina State Bureau of Investigation Special
Agent Duane Deaver was contacted to perform a blood spatter
analysis. Dan George, who assisted Deaver, observed a large
amount of blood, with the blood being found on the steps, blood
on the risers, blood in the corners . . . blood all over the
walls and on the molding, both the inside and out. Forensic
unit supervisor Eric Campden also assisted Deaver in his
investigation. Campden sprayed luminol, a preliminary indicator
of blood, in various portions of the crime scene, being careful
not to spray visible blood. Luminol testing revealed barefoot
tracks leading to the laundry room and two footprints facing the
janitorial sink. Testing revealed no bloody shoe prints; only
bloody barefoot prints were found.
The autopsy of the victim's body was performed by
Deborah Radisch, M.D., a forensic pathologist in the Office ofthe Chief Medical Examiner. She observed multiple blunt
traumatic injuries on the victim's body, including bruises,
abrasions, and lacerations--many of which were found on the
victim's head and face. Dr. Radisch opined that the bruises and
abrasions to the victim's face were inconsistent with a fall
against a flat surface and that the injuries to her head were
primarily found on the back and side of the head. Seven
lacerations were present on the back and side of the victim's
head, each of which were caused by separate impacts. According
to Dr. Radisch, the lacerations were inconsistent with a fall but
were consistent with being struck by an object that would have
lacerated the flesh without fracturing the skull. While some of
the injuries may have been caused by a fall, the collective
nature of the injuries was inconsistent with a fall. Dr. Radisch
opined that the injuries were consistent with being struck with
an object like a blow poke--a fireplace tool--because a blow poke
is not solid. The bruises on the victim's arms and hands were
considered defensive injuries by Dr. Radisch. In Dr. Radisch's
opinion, the victim's death was the result of a homicide, with
the cause of death being blunt force trauma to the head and with
blood loss as a significant factor. Dr. Radisch testified that
she reviewed two hundred eighty-seven cases in North Carolina
involving deaths attributed to falls down stairs and that she
particularly studied twenty-nine such deaths in the victim's age
range. Of those twenty-nine deaths, seventeen had no scalp
lacerations and twelve showed one, as compared to the victim's
seven scalp lacerations. Thomas Bouldin, M.D., a neuropathologist consulting
with the Medical Examiner's Office, observed evidence of blunt
force trauma to Kathleen's brain. He noted evidence consistent
with a significant decrease in blood flow to the victim's brain
at least two hours before death, which could have been caused by
the extensive bleeding from the lacerations.
The prosecution additionally presented evidence of
defendant's and the victim's financial situation, including the
victim's stress arising from her position at Nortel. The
financial evidence indicated that defendant and the victim had
more money leaving their accounts than coming in, as well as a
substantial amount of credit card debt, and that the victim had
significant amounts of life insurance and other assets which
would benefit defendant upon the victim's death. The prosecution
also presented evidence of defendant's extramarital sexual
interests, including e-mails in which defendant attempted to
arrange a sexual encounter with a male prostitute.
The trial court also admitted, over defense objections,
evidence of the circumstances of the death of Elizabeth Ratliff,
defendant's friend who died in the Federal Republic of Germany in
1985. The factual background of this evidence will be more
thoroughly discussed in conjunction with our analysis of whether
the trial court erred in its admission.
Defendant presented testimony from Jan Leestma, M.D.,
who was tendered as an expert in forensic neuropathology. Dr.Leestma disagreed with Dr. Radisch's opinion and testified that
the wounds to the victim's head were more characteristic of
impacts upon a relatively flat and immovable surface, such as the
stairs; however, he could not completely rule out that the victim
sustained the injuries by being struck with an object.
Dr. Henry Lee, a forensic scientist, testified that the
scene of the crime was not consistent with a beating-type death.
He explained that medium velocity blood spatter could be caused
by a variety of actions, including the coughing of blood. He
noted there were over 10,000 blood drops at the scene of the
crime, and those drops appeared to be moving in different
directions which would be inconsistent with a typical beating.
Dr. Lee testified that he saw evidence of blood in the victim's
mouth from scene photographs and that some of the blood at the
scene may have been caused by coughing.
Dr. Faris Bandak, a professor of biomechanics at George
Washington University, testified that, applying biomechanical
principles, the victim's injuries were inconsistent with being
struck with an object like a blow poke, but consistent with a
fall. He explained how various surfaces in the stairway could
have caused the injuries found on the victim's head and then
utilized a sequence of illustrations to demonstrate how the
victim could have fallen backwards after walking up a few of the
stairs, stood up after her first fall, and then fallen once
again. According to Dr. Bandak, the two falls would have
produced four impacts, which would account for the injuries
found.
John Butts, M.D., the Chief Medical Examiner for the
State of North Carolina, testified as a rebuttal witness. He
stated that his experience led him to conclude that it would be
unusual to find multiple lacerations across the back and top of
the victim's head caused merely by a fall. Additionally, Dr.
Butts testified that no blood was found in the victim's mouth or
airway and that, in his opinion, there was no significant
aspiration of blood. Other than a microscopic amount, there was
an absence of blood in the victim's lungs, which indicated that
it was unlikely she coughed blood.
Dr. James McElhaney, a former professor of biomedical
engineering and surgery at Duke University, testified as a
rebuttal witness for the prosecution concerning the biomechanics
of a possible fall. In his opinion, the injuries were
inconsistent with a fall and were consistent with those that
might be caused by a beating with a blunt instrument. Dr.
McElhaney based his opinion on six factors: (1) location of the
lacerations; (2) length of the lacerations; (3) number of
lacerations; (4) direction of the lacerations; (5) the velocity
of either the victim's head during a possible fall or of an
object striking the victim's head; and (6) the amount of energy
associated with the injury. Taking these factors into account,
Dr. McElhaney opined that while a couple of the lacerations could
be attributed to a fall, the other lacerations were not
consistent with a fall down the stairs. Moreover, the velocity
which would have been necessary to cause the lacerations during afall would have been likely to cause skull fracturing. According
to Dr. McElhaney, the victim would have had to sustain at least
fifteen separate impacts to account for all her injuries.
Three search warrants authorizing the search of
defendant's residence were applied for and issued, one each on 9
December 2001, 10 December 2001, and 12 December 2001. Only the
12 December 2001 warrant (third warrant) is at issue before this
Court. Both the majority and the dissent at the Court of Appeals
determined that this warrant, which authorized the search and
seizure of items of evidentiary value from defendant's
computers, CPUs, files, software, [and] accessories, was
woefully inadequate insofar as the probable cause affidavit
failed to set out sufficient factual allegations to support the
affiant's averment that probable cause existed to support
issuance of a warrant. 197 N.C. App. at 450, 634 S.E.2d at 606.
However, the majority of the Court of Appeals panel found that
the erroneous admission of evidence from this search warrant was
harmless beyond a reasonable doubt. The dissent disagreed with
this conclusion. Accordingly, the sole determination which we
must make is whether the admission of evidence obtained by
execution of the third search warrant was harmless beyond a
reasonable doubt. See N.C. R. App. P. 16(b). We conclude that,
because the State presented overwhelming evidence of defendant's
guilt, independent and separate from the tainted evidence, no
reversible error occurred. Because admission of the evidence illegally obtained
through the invalid third search warrant is an error of
constitutional magnitude, we must determine whether the error was
harmless beyond a reasonable doubt. See Chapman v. California,
386 U.S. 18, 24 (1967). The General Assembly has codified this
rule and articulated the proper burden of proof as follows: A
violation of the defendant's rights under the Constitution of the
United States is prejudicial unless the appellate court finds
that it was harmless beyond a reasonable doubt. The burden is
upon the State to demonstrate, beyond a reasonable doubt, that
the error was harmless. N.C.G.S. § 15A-1443(b) (2005). One way
this Court has determined whether an error is harmless beyond a
reasonable doubt is by viewing the totality of the evidence
against the defendant and determining if the independent non-
tainted evidence is overwhelming. See State v. Tirado, 358
N.C. 551, 581, 599 S.E.2d 515, 536 (2004) (citing State v.
Spaulding, 288 N.C. 397, 407-08, 219 S.E.2d 178, 185 (1975),
vacated in part on other grounds, 428 U.S. 904 (1976)), cert.
denied, 544 U.S. 909 (2005). The evidence seized pursuant to the
invalid third search warrant pertained to two potential motives:
(1) the financial situation of defendant and the victim and
stress arising from that situation; and (2) defendant's
extramarital sexual interests and dialogue with a male homosexual
prostitute.
In order to convict a defendant of premeditated, first-
degree murder, the State must prove: (1) an unlawful killing;
(2) with malice; (3) with the specific intent to kill formedafter some measure of premeditation and deliberation. See
N.C.G.S. § 14-17 (2005); State v. Hamby, 276 N.C. 674, 678, 174
S.E.2d 385, 387 (1970), judgment vacated in part on other
grounds, 408 U.S. 937 (1972). While motive is often an important
part of the State's evidence, [m]otive is not an element of
first-degree murder, nor is its absence a defense. State v.
Elliott, 344 N.C. 242, 273, 475 S.E.2d 202, 216 (1996) (citing
State v. Gainey, 343 N.C. 79, 84, 468 S.E.2d 227, 230 (1996), and
State v. Van Landingham, 283 N.C. 589, 600, 197 S.E.2d 539, 546
(1973)), cert. denied, 520 U.S. 1106 (1997). The prosecution in
the instant case presented copious amounts of evidence relating
not only to the elements of premeditated first-degree murder, but
to motives defendant may have had to kill his wife. While the
evidence seized pursuant to the third search warrant pointed to
motive, the evidence was of a cumulative nature and the non-
tainted evidence of the same motives is overwhelming.
The prosecution presented evidence from defendant's
computer, obtained pursuant to the third warrant, of e-mails
between defendant and Brent Wolgamott, a male prostitute, along
with other evidence that defendant had viewed sexually explicit
photographs of men and visited pornographic websites. Further,
defendant had used computer software designed to scrub
information from the computer's hard drive. Defendant asserts
that the evidence presented of the e-mail exchanges found on the
computer between defendant and Wolgamott must have been used by
the jury in determining a possible motive because there is no
evidence that Wolgamott's identify [sic] and knowledge ofDefendant was discovered independent of the discovery of the e-
mails on the computer. Therefore, defendant argues, the State
cannot carry its burden of proving that the search of the
computer was harmless as to the discovery of Wolgamott.
However, contrary to defendant's assertion, the State
presented evidence in the form of printed e-mails obtained from
defendant's desk drawer pursuant to the prior valid search
warrants that contained not only Wolgamott's e-mail address, but
his photograph and telephone number. Additionally, these printed
e-mails and photographs were commingled with other important
papers through which the victim may have searched, such as an
itemized telephone bill and a Nortel Flex Benefit Statement.
Also contained in the desk drawer was a printed review of
Wolgamott's services. The printed e-mails between defendant and
Wolgamott indicate that an arrangement for sexual services
existed for the set price. This evidence of defendant's
planned sexual encounter with Wolgamott, standing apart from any
of the tainted evidence found on defendant's computer,
unquestionably established that the victim may have found out
about defendant's activity and that this discovery led to an
ensuing altercation resulting in the victim's death. The
evidence found on the computer was merely cumulative evidence of
defendant's sexual proclivities and arranged rendezvous with
Wolgamott.
The evidence of the financial stress of defendant and
the victim found on the computer was likewise cumulative. E-
mails written by defendant indicated that the victim wasexperiencing stress as a result of company layoffs which her
employer called optimization. Additionally, the e-mails showed
defendant requested his former wife's assistance in providing
living expenses for his adult son and that defendant asked a
Ratliff family relative to assist one of the Ratliff daughters
with her educational expenses. The properly admitted evidence of
the financial stress in the relationship was extensive and
overwhelming. Katherine Kayser of Nortel's Human Resources
Department testified that defendant received $346,998.59 from the
victim's deferred compensation due to the victim's death, and
that defendant claimed another $1,450,000.00 in insurance
proceeds which were awaiting final approval by the insurance
company. Therefore, Ms. Kayser testified that defendant stood to
receive a total of $1,796,998.59 as a result of the victim's
death. Moreover, after conducting a financial analysis of
defendant's situation, Special Agent Raymond Lawrence Young of
the State Bureau of Investigation's Financial Crimes Unit, who is
also a certified public accountant, testified as to the cash flow
problems present in the household and the couple's substantial
credit card debt that surpassed $140,000.00. All of Young's
testimony was derived from evidence obtained independently of the
evidence seized pursuant to the third warrant. Additionally, the
victim's sister, Candace Zamperini, testified extensively
concerning the tension the victim was under and how the victim
relayed to her that [a]ll I ever do is talk to [defendant] about
the stresses at Nortel. I just don't know how to turn things
around. The evidence that financial stress existed in therelationship between defendant and the victim, and that defendant
stood to gain from the victim's death, is overwhelming even
without considering the cumulative evidence retrieved from
defendant's computer pursuant to the third warrant.
Because the evidence of defendant's guilt and possible
motives is overwhelming, the admission of evidence seized
pursuant to the third warrant was harmless beyond a reasonable
doubt and the guilty verdict actually rendered in this trial was
surely unattributable to the error. Sullivan v. Louisiana, 508
U.S. 275, 279 (1993).
Defendant asserts that the trial court committed
prejudicial error in admitting, over his objection, evidence
concerning the death of Elizabeth Ratliff in the Federal Republic
of Germany in 1985, in violation of Rules 401, 402, 403, and 404
of the North Carolina Rules of Evidence. The trial court, after
having evidence presented to it outside the presence of the jury,
made the following findings of fact in ruling upon defendant's
motion in limine seeking exclusion of this evidence:
1. The Defendant was present and
represented by his counsels of record,
David Rudolf and Thomas Maher. The
State of North Carolina was represented
by District Attorney James Hardin, Jr.
and Assistant District Attorneys Freda
Black and David Saacks.
2. A voir dire hearing was held outside the
presence of the jury on August 18, 2003
and August 20-22, 2003. Live testimony
was given by Cheryl Appel-Schumacher, a
friend of Elizabeth Ratliff, Margaret
Blair, a sister of Elizabeth Ratliff,
and Dr. Deborah Radisch, a forensicpathologist with the North Carolina
Office of the Chief Medical Examiner.
The Court also received into evidence
several photographs, documents, and a
written proffer regarding the testimony
of Margaret Blair.
3. Elizabeth Ratliff was a close friend and
neighbor of the Defendant and his former
wife, Patricia Peterson, when they lived
in Germany in 1985. She had two young
daughters named Margaret and Martha.
Her husband, George Ratliff, was in the
U.S. Air Force and he had passed away
while away on assignment in October,
1983.
4. On the morning of November 25, 1985,
Elizabeth Ratliff was found dead on the
floor at the bottom of her open stairway
in her home in Germany. The Defendant
was summoned to the scene as were
several other friends and associates.
5. The Defendant was with Ms. Ratliff the
night before for dinner, and went back
with her to her house to help with the
children and a household chore.
6. Ms. Ratliff was found wearing her yellow
plastic type boots that she would
normally wear outdoors. It had snowed
in that location two days before.
7. A large amount of blood was present at
the scene, including bloodstains on the
wall next to the stairway from the top
of the stairs to the bottom, and
underneath as well. The bloodstains at
the top of the stairs contained smaller
drops and appeared as if flicked on the
wall by a small paintbrush. Bloodstains
were also present on the wall opposite
the staircase in the foyer area and on a
refrigerator in the nearby kitchen. A
pool of blood was found on the floor
where Ms. Ratliff was found.
8. The Defendant dealt with the German
authorities who responded that morning,
and later handled the relations with the
American military investigators who came
to the scene. He also informed thefriends and associates that Ms. Ratliff
had died from a fall down the stairs.
9. An autopsy performed in Germany at a
U.S. Army hospital, with a later review
by the Armed Forces Institute of
Pathology, determined that Ms. Ratliff
died naturally of spontaneous
intracranial bleeding and her physical
trauma injuries were secondary due to
her fall down the stairs.
10. Ms. Ratliff was exhumed in April, 2003
and brought to North Carolina's Office
of the Chief Medical Examiner for a
subsequent forensic autopsy, which
determined her death to be a homicide.
During that autopsy, Dr. Radisch found
seven severe lacerations to the scalp of
Ms. Ratliff, with a linear skull
fracture underneath one of the
lacerations. Evidence of other
intracranial bleeding was present as
well.
11. Pursuant to the Last Will and Testament
of Elizabeth Ratliff, Defendant and his
former wife became the guardians of Ms.
Ratliff's children, Margaret and Martha,
and received certain household goods
from her estate. The Defendant also
received the benefits payments from the
government to the children on their
behalf.
12. Several similarities exist between the
death of Elizabeth Ratliff in Germany in
1985 and the subject of this trial,
which is the death of Kathleen Peterson
in Durham, North Carolina in 2001.
These similarities include:
a. The deceased being found at the
bottom of a stairway.
b. No eyewitnesses to either alleged
fall down the stairs.
c. A large amount of blood present.
d. Blood spatter present high and
dried on the wall next to the
stairway, including a bloodstain
with small drops.
e. No evidence of any forced entry or
exit, or of any property being
stolen.
f. No murder weapon being recovered.
g. The general time of day (late night
to early morning) and general
period of the calendar (late
November to early December).
h. Both deceased persons were females
in their 40's who had a close
personal relationship with the
Defendant.
i. Both deceased persons were similar
in physical characteristics so that
they looked alike and reported of
severe headaches in the weeks
before their death.
j. Both deceased persons were planning
to go on a trip in the near future
and had dinner with the Defendant
on the night before their death.
k. Both deceased persons were later
determined to have died from blunt
force trauma to the head, including
the same number of scalp
lacerations and same general
location of scalp wounds.
l. Both deceased persons had what
could be characterized as defensive
wounds on their bodies.
m. The manner of death for both
deceased persons was later
determined to be homicide.
n. The Defendant was the last known
person to see both of these persons
alive.
o. By being summoned to the scene in
Germany and living at the scene in
Durham, the Defendant is then
present on the scene when the
authorities arrive and reports that
the death is the result of an
accidental fall down the stairs.
p. The Defendant is in charge of the
remains, effects, and household
after each death, and is
potentially in charge of each
estate after death.
q. The Defendant received money or
other items of value after each
death.
Because these findings of fact by the trial court are
supported by competent evidence found in the record, we consider
them conclusive on appeal. See State v. Cummings, 361 N.C. 438,
471-72, 648 S.E.2d 788, 808 (2007) (citing State v. Wiggins, 334
N.C. 18, 38, 431 S.E.2d 755, 767 (1993)). Based upon these
findings of fact, the trial court found the evidence regarding
the Ratliff death to be relevant as to intent, knowledge, and
absence of accident. Additionally, the trial court found that
[s]ubstantial evidence in the form of sufficient similar facts
and circumstances exists between the two deaths so that a jury
could reasonably find that the Defendant committed both acts,
that the remoteness in time between the two deaths did not
diminish its admissibility, that the evidence was admissible
under Rules 402 and 404(b) of the Rules of Evidence, and that
[t]he probative value of this evidence outweighs any prejudicial
effect on the Defendant.
Defendant asserts that the trial court erred in
admitting this evidence because there was no evidence which
tended to show that defendant was responsible for the death of
Elizabeth Ratliff. In State v. Jeter, this Court stated:
[Rule 404(b)] includes no requisite that the
evidence tending to prove defendant's
identity as the perpetrator of another crimebe direct evidence, exclusively. Neither the
rule nor its application indicates that
examples of other provisions--such as
admissibility of evidence of other offenses
to prove motive, opportunity, intent,
preparation, or plan--rest solely upon direct
evidence. Under the statutory scheme of
Rules 403 and 404, the concern that anything
other than direct evidence of a defendant's
identity in a similar offense might mislead
[the jury] and raise a legally spurious
presumption of guilt is met instead by the
balancing test required by Rule 403: the
critical inquiry regarding evidence of other
offenses introduced for purposes of showing
defendant's identity as the perpetrator of
the offense for which he is being tried is
not whether it is direct or circumstantial,
but whether its tendency to prove identity in
the charged offense substantially outweighs
any tendency unfairly to prejudice the
defendant.
326 N.C. 457, 459, 389 S.E.2d 805, 806-07 (1990) (alteration in
original) (internal citation omitted). Thus, the prosecution was
not required to present to the trial court direct evidence of
defendant's involvement in the death of Elizabeth Ratliff, but
could present circumstantial evidence which tends to support a
reasonable inference that the same person committed both the
earlier and later acts. State v. Stager, 329 N.C. 278, 304, 406
S.E.2d 876, 891 (1991). In other words,
evidence is admissible under Rule 404(b) of
the North Carolina Rules of Evidence if it is
substantial evidence tending to support a
reasonable finding by the jury that the
defendant committed a similar act or crime
and its probative value is not limited solely
to tending to establish the defendant's
propensity to commit a crime such as the
crime charged.
Id. at 303-04, 406 S.E.2d at 890 (citations omitted). The trial
court's findings of fact indicate not only significant
similarities between the deaths of the victim and ElizabethRatliff, but also indicate sufficient circumstantial evidence
that defendant was involved in Ratliff's death--such as defendant
being the last known person to see Ratliff alive; defendant being
with Ratliff the night of her death; and there being no sign of
forced entry and nothing missing from the residence, which
indicated that Ratliff likely knew her assailant.
This case is significantly similar to State v. Stager,
in which the defendant was on trial for the first-degree murder
of her second husband. Id. at 285, 406 S.E.2d at 879-80. The
defendant told emergency responders that she accidently shot her
second husband while she was removing a pistol from underneath a
pillow. Id. at 286, 406 S.E.2d at 880. During their
investigation of the death of defendant's second husband,
investigators became aware that defendant's first husband died
from a gunshot wound ten years earlier. Id. at 291-92, 406
S.E.2d at 883-84. The trial court determined that there were
substantial similarities between the two deaths and found as a
matter of law that the circumstances surrounding the death of the
first husband were admissible as evidence of intent, plan,
preparation, or absence of accident. Id. at 303, 406 S.E.2d at
890. This Court rejected the defendant's arguments that the
evidence was irrelevant to prove intent or absence of accident.
Id. at 304, 406 S.E.2d at 891. This Court noted eight
similarities in Stager:
(1) each of the defendant's husbands had died
as a result of a single gunshot wound, (2)
the weapon in each case was a .25 caliber
semi-automatic handgun, (3) both weapons were
purchased for the defendant's protection, (4)
both men were shot in the early morninghours, (5) the defendant discovered both
victims after their respective shootings, (6)
the defendant was the last person in the
immediate company of both victims, (7) both
victims died in the bed that they shared with
the defendant, and (8) the defendant
benefited from life insurance proceeds
resulting from both deaths.
Id. at 305-06, 406 S.E.2d at 892. Additionally, this Court
rejected the defendant's argument that the temporal proximity of
the two deaths weighed against admission of the evidence, stating
remoteness in time is less significant when the prior conduct is
used to show intent, motive, knowledge, or lack of accident;
remoteness in time generally affects only the weight to be given
such evidence, not its admissibility. Id. at 307, 406 S.E.2d at
893.
The similarities in the case sub judice are also
striking. The trial court considered all of the evidence and
found seventeen similarities between the deaths of Elizabeth
Ratliff and the victim. Moreover, remoteness in time between the
two deaths could affect the weight the jury might give to the
evidence, but did not affect its admissibility. See id.
We review the trial court's decision to admit the
evidence pursuant to Rule 403 for an abuse of discretion. State
v. Al-Bayyinah, 359 N.C. 741, 747-48, 616 S.E.2d 500, 506-07
(2005) (Whether to exclude evidence is a decision within the
trial court's discretion.), cert. denied, 547 U.S. 1076 (2006).
An '[a]buse of discretion results where the court's ruling is
manifestly unsupported by reason or is so arbitrary that it could
not have been the result of a reasoned decision.' State v.
Elliott, 360 N.C. 400, 419, 628 S.E.2d 735, 748 (quoting State v.Hennis, 323 N.C. 279, 285, 372 S.E.2d 523, 527 (1988)), cert.
denied, __ U.S. __, 127 S. Ct. 505, 166 L. Ed. 2d 378 (2006).
In our review, we consider not whether we might disagree with
the trial court, but whether the trial court's actions are fairly
supported by the record. State v. Lasiter, 361 N.C. 299, 302,
643 S.E.2d 909, 911 (2007) (citing Wainwright v. Witt, 469 U.S.
412, 434 (1985)). The trial court did not act outside the bounds
of reason in determining that the probative value of the evidence
was not substantially outweighed by the danger of unfair
prejudice. We accordingly hold the trial court did not err in
admitting evidence concerning the death of Elizabeth Ratliff.
Defendant asserts that the trial court erred in
overruling his objections to certain portions of the
prosecution's closing arguments. In determining possible
prejudice arising from improper arguments, we consider an
allegedly improper statement in its broader context, as
particular prosecutorial arguments are not viewed in an isolated
vacuum.
State v. Moseley, 338 N.C. 1, 50, 449 S.E.2d 412, 442
(1994),
cert. denied, 514 U.S. 1091 (1995). The following
exchange took place during the closing argument of Assistant
District Attorney Black:
[MS. BLACK:] Agent Deaver, Doctor
Radisch, and Doctor Butts. You know what?
They're state employees. Just like most of
us that work here in the courthouse. And
they work for your state. They work for your
state, North Carolina.
MR. MAHER [Defense Counsel]: Objection.
THE COURT: Overruled.
MS. BLACK: Not Chicago, Illinois. Not
Connecticut. They work for us. They gave
you truthful and accurate information. And
you know what? They didn't get paid not one
penny extra to come in here. Deaver should
have, my goodness what he had to go through
on the witness stand, but, no, he didn't get
an extra penny.
They might not have written books that
they're signing and autographing for
everybody. They might not travel to all of
the rest of the states and give seminars and
lectures. They're not allowed to, actually.
It's not that they're not good enough to,
it's they're not allowed to. They might not
have appeared on Larry King Live or Court TV.
But you know what? They are tried and true.
Tried and true. Because they work for us.
MR. MAHER: Objection.
MS. BLACK: For our state.
THE COURT: Approach the bench.
(The following bench conference was held
on the record:)
MR. MAHER: I'm objecting because the
suggestion that these witnesses work for us,
including the jurors, is improper. They're
not special employees that came in for these
jurors, and the suggestion that somehow
because they work for us that they are more
believable I think is improper, and that's
why I'm objecting.
THE COURT: Ms. Black.
MS. BLACK: They do.
MR. MAHER: They don't work for the
jurors.
MS. BLACK: They work for the State of
North Carolina and the jurors live in the
State of North Carolina.
MR. MAHER: That is exactly the point,
is that it's improper to suggest that because
these jurors live in North Carolina, that
employees -- or they have no control over --
are somehow more credible, and I'm objecting.
MS. BLACK: That's all I'm going to say
about it.
MR. MAHER: That's the basis for our
objection.
THE COURT: It's overruled in the
Court's discretion.
(Conclusion of bench conference.)
THE COURT: All right. Objection is
overruled.
MS. BLACK: Now what further
distinctions can be drawn about the experts?
Well, one thing about Radisch, Deaver and
Butts is they have been in this very
courtroom before. They have. They've
testified in front of people just like you.
Durham County juries.
Lee, Leestma, Bandak, Palmbach, they've
never been to Durham, as far as I know, in
this courthouse before to testify, and
they'll probably maybe never come back here
again.
But after the tents and the vans are
removed from outside of the courthouse, after
all of the reporters and the cameras are
gone, after all these cords and tape and
everything are taken up from the floor, after
we put -- get the box down, after the
microphones are all removed, Court TV goes to
cover another case, after we get our
courthouse back to normal, Deaver, Radisch,
and Butts will be back in this courtroom
again. They will. There will be other
cases. Other murder cases. They'll be in
that very witness stand again. Because
that's what they do for a living. That's
their livelihood. That's how they pay their
bills.
MR. MAHER: Objection.
THE COURT: Overruled.
MS. BLACK: Doing the jobs that they do.
And because they have to go face Durham
County juries again, they only face juries
from Murphy to Manteo, why in the world would
they stake their reputation, their integrity,
why would they stick their necks out to ruin
their reliability when they know they've gotto face people like you again? The answer to
that question is they wouldn't. They
wouldn't. They wouldn't come in here and
give you inaccurate information. They're not
going to do that.
MR. MAHER: Objection.
THE COURT: Approach the bench, please.
(The following bench conference was held
on the record:)
MR. RUDOLF: I just want to put on the
record that I've now heard at least ten times
when Ms. Black has vouched for the
credibility of a witness. I believe that's
reversible error. I think the Court ought to
be admonishing the jury that no lawyer ought
to be vouching for the credibility of any
witness or for their own credibility.
She's vouched for her own credibility,
she's vouched for credibility of a witness.
I think that's reversible error. Just for
the record, I'm asking for a mistrial.
I know the Court is going to deny that,
and I'd ask the Court to admonish the jury
that Ms. Black ought not be vouching for
anybody. Credibility of a witness is for
them to decide, not Ms. Black to vouch for.
THE COURT: Well, I think that there
were a couple of instances where you gave the
Court the impression that you were -- your
personal opinion. For instance, you said I
don't think they would do that, meaning they
would come in and give improper testimony.
MS. BLACK: I didn't use the words, I
don't.
THE COURT: Yeah, I think you did.
But anyway, at this point, the motion
for a mistrial in the Court's discretion is
denied. I'm not really sure about the us
and the them, about they're coming down
here, and they're your witnesses, they work
for your state. I think that's a close
issue. So I think you better be careful
about that. I will instruct the jury that
the personal opinion of counsel is not
allowed.
MR. RUDOLF: Thank you.
THE COURT: Anything else?
MR. HARDIN: No, sir.
MS. BLACK: No, sir.
(Conclusion of bench conference.)
THE COURT: Members of the jury, at
several points counsel has indicated to the
jury what the Court considers to be her
personal opinions. Personal opinions about
the credibility of witnesses or about
anything else is not allowed by counsel and
you ought to disregard that. The credibility
of witnesses will be for the jury. Counsel
can make arguments as to why she believes you
should accept her position, but her personal
opinions, such as I believe, [are] not
allowed by counsel.
In a hotly contested trial . . . '[t]he scope of jury
arguments is left largely to the control and discretion of the
trial court, and trial counsel will be granted wide latitude.'
State v. Allen, 360 N.C. 297, 306, 626 S.E.2d 271, 280 (quoting
State v. Call, 349 N.C. 382, 419, 508 S.E.2d 496, 519 (1998)
(alteration in original)), cert. denied, __ U.S. __, 127 S. Ct.
164, 166 L. Ed. 2d 116 (2006). In cases in which counsel makes a
contemporaneous objection to opposing counsel's argument, this
Court reviews the decision of the trial court for abuse of
discretion. See State v. Jones, 355 N.C. 117, 131, 558 S.E.2d
97, 106 (2002). In order to assess whether a trial court has
abused its discretion when deciding a particular matter, this
Court must determine if the ruling 'could not have been the
result of a reasoned decision.' Id. (quoting State v. Burrus,
344 N.C. 79, 90, 472 S.E.2d 867, 875 (1996)). This Court has
articulated a two-part analysis for determining whether the trial
court abused its discretion in such cases. [T]his Court firstdetermines if the remarks were improper . . . . Next, we
determine if the remarks were of such a magnitude that their
inclusion prejudiced defendant, and thus should have been
excluded by the trial court. Id. (citing Coble v. Coble, 79
N.C. 439, 79 N.C. 589 (1878)).
In applying this analysis to the case at bar, we note
that the State has conceded that Assistant District Attorney
Black's arguments were both excessive and inappropriate. We
will thus assume the statements at issue made by Assistant
District Attorney Black to the jury were outside the parameters
of acceptable argument and therefore improper. Because we assume
the argument was improper, we must determine whether the argument
prejudiced defendant to the degree that he is entitled to a new
trial.
[F]or an inappropriate prosecutorial comment to
justify a new trial, it 'must be sufficiently grave that it is
prejudicial [error].' State v. Soyars, 332 N.C. 47, 60, 418
S.E.2d 480, 487-88 (1992) (quoting State v. Britt, 291 N.C. 528,
537, 231 S.E.2d 644, 651 (1977) (alteration in original)). In
order to reach the level of 'prejudicial error' in this regard,
it now is well established that the prosecutor's comments must
have 'so infected the trial with unfairness as to make the
resulting conviction a denial of due process.' State v. Green,
336 N.C. 142, 186, 443 S.E.2d 14, 40 (quoting Darden v.
Wainwright, 477 U.S. 168, 181 (1986) (quoting Donnelly v.
DeChristoforo, 416 U.S. 637 (1974))), cert. denied, 513 U.S. 1046
(1994). However, this Court has held that when the trial courtinstructs the jury to disregard improper arguments and instructs
counsel to confine his arguments to those matters contained in
evidence, such an instruction renders the error caused by the
improper arguments cured. See State v. Sanders, 303 N.C. 608,
618, 281 S.E.2d 7, 13, cert. denied, 454 U.S. 973 (1981).
Defendant argues that the trial court's curative
instruction did not pertain to the portion of the closing
argument in which Ms. Black advised the jurors to believe the
prosecution's expert witnesses because they work for us.
Additionally, defendant contends that this statement amounts to
prejudicial error that warrants a new trial. The State argues
that the trial court's instruction did include the statements
about which defendant complains and, even in the absence of the
curative instruction, the statements did not rise to the level of
prejudicial error. We agree with defendant that the curative
instruction did not relate to the statements made concerning the
State's experts working for the jury, but we agree with the
State that any prejudice arising from these statements did not
'so infect[] the trial with unfairness as to make the resulting
conviction a denial of due process.' Green, 336 N.C. at 186,
443 S.E.2d at 39 (citations omitted).
Defense counsel objected three times concerning Ms.
Black's argument that the prosecution's expert witnesses should
be considered credible because they were State employees. All
three of those objections were overruled by the trial court. It
was not until Ms. Black stated They wouldn't come in here and
give you inaccurate information. They're not going to do that,and defendant objected a fourth time, that the trial court
determined it should instruct the jury to disregard the personal
opinions of counsel. Although the trial court expressed some
concern over the statements by Ms. Black encouraging the jury to
consider that the experts were State employees, the trial court
only instructed the jury: Personal opinions about the
credibility of witnesses or about anything else is not allowed by
counsel and you ought to disregard that. The State's argument
here does not take into account the sequence of events in which
the trial court overruled defendant's objections as to the they
work for us statements, but instructed the jury to disregard the
statements of personal opinion such as: They wouldn't come in
here and give you inaccurate information. They're not going to
do that. Accordingly, the trial court's instruction did not
cure the error which arose from Ms. Black's statements that the
prosecution's experts were to be believed because they worked for
the State of North Carolina.
However, we cannot say that the statements made by Ms.
Black rise to the level of reversible error. Defendant cites the
cases of State v. Allen, 353 N.C. 504, 546 S.E.2d 372 (2001) and
State v. Jones, 355 N.C. 117, 558 S.E.2d 97 (2002), in support of
his position. We determine that these cases are significantly
distinguishable so as to warrant a different result.
In State v. Allen, this Court reversed the defendant's
convictions because the prosecutor advised the jury that the
trial court had found certain hearsay statements to be
trustworthy and reliable. 353 N.C. at 509, 546 S.E.2d at 375. We noted that [t]his argument clearly conveyed an opinion as to
the credibility of evidence that was before the jury. This
opinion was attributed directly to the trial judge in his
presence, and he then overruled defendant's objection to this
revelation. Id. The statement was not improper because it gave
the opinion of the prosecutor, but because it improperly stated a
legal opinion of the trial court on the admissibility and
credibility of evidence, an opinion which was specifically
outside the record. Id. at 510, 546 S.E.2d at 376. In the case
sub judice, there is no support to be found in the record for the
contention that Ms. Black was asserting that the trial court in
some way endorsed the testimony of the prosecution's witnesses.
This case is also significantly different from State v.
Jones. In Jones, this Court found it was improper for the
prosecutor to invoke the Columbine school shootings and the
Oklahoma City bombing as examples of tragedies that were
analogous to the tragedy of the victim's death. 355 N.C. at 132,
558 S.E.2d at 107. These statements could not be construed as
anything but a thinly veiled attempt to appeal to the jury's
emotions by comparing defendant's crime with two of the most
heinous violent criminal acts of the recent past. Id.
Additionally, this Court found it prejudicial when the prosecutor
engaged in unnecessary name-calling. The prosecutor stated, You
got this quitter, this loser, this worthless piece of--who's mean
. . . . He's as mean as they come. He's lower than the dirt on
a snake's belly. 355 N.C. at 133, 558 S.E.2d at 107. There isabsolutely no indication in the record that Ms. Black engaged in
any name-calling or appealed to the raw emotions of the jurors.
This trial spanned five months, and the record contains
thousands of pages of transcripts. The offending statements by
Ms. Black spanned less than five minutes. We conclude that
defendant has not met his burden of showing, in the totality of
the trial and closing arguments, that the jury would have reached
a different result had the trial court sustained defendant's
objection or instructed the jury in a broader manner so as to
preclude consideration of the improper argument. Because this
burden has not been met pursuant to N.C.G.S. § 15A-1443(a), we
hold that the statements made by Ms. Black were not so egregious
as to require a new trial. See State v. Rosier, 322 N.C. 826,
829, 370 S.E.2d 359, 361 (1988).
Because we hold that admission of the evidence seized
pursuant to the third search warrant was harmless beyond a
reasonable doubt, that the trial court did not err in admitting
evidence concerning the death of Elizabeth Ratliff, and that the
prosecutor's closing arguments did not amount to reversible
error, we affirm the decision of the Court of Appeals.
AFFIRMED.
Michael Peterson
Court of Appeals Denial
NO. COA05-973
NORTH CAROLINA COURT OF APPEALS
FILED: 19 SEPTEMBER 2006
STATE OF NORTH CAROLINA
v
.
Durham County
No. 01 CRS 24821
MICHAEL IVER PETERSON
Appeal by defendant from judgment entered 10 October 2003 by
Judge Orlando F. Hudson, Jr. in Durham County Superior Court.
Heard in the Court of Appeals 18 April 2006.
Attorney General Roy Cooper, by Assistant Attorney General
John G. Barnwell and William B. Crumpler, for the State.
Winston and Maher, by Thomas K. Maher, for defendant-
appellant.
Smith Moore, L.L.P., by James G. Exum, Jr., and Law Offices of
Kerstin Walker Sutton, P.L.L.C., by Kerstin Walker Sutton, for
the North Carolina Academy of Trial Lawyers, amicus curiae.
ELMORE, Judge.
Michael Peterson (defendant) appeals from a judgment entered
consistent with the jury's verdict finding him guilty of first-
degree murder. After a thorough review of the record, relevant
law, and arguments of the parties, we hold that defendant received
a trial free from prejudicial error; as such, we affirm the
judgment against him.
Defendant argues that a warrant used to collect evidence from
his house, specifically his computer, was constitutionally
deficient and tainted the outcome of his trial. While we
wholeheartedly agree the warrant in question is void of sufficient
probable cause, and the trial court erred in denying defendant's
motion to suppress, our review of the trial court's error supports
a determination it was harmless beyond a reasonable doubt.
Defendant also argues that evidence of prior misconduct and sexual
orientation was errantly introduced to the jurors and affected
their ability to render a fair decision. We determine that there
is no prejudicial error in the trial court's decision to allow
presentation of this evidence.
Further, although defendant
disputes the relevancy and admissibility of his wife's financial
status, we find no error in the trial court's rulings. And
finally, in a lengthy and contentious trial where both the State
and defendant were ably represented, we see no prejudicial error in
the State's remarks during closing statements.
On 9 December 2001, at 2:40 a.m., defendant called the City of
Durham's 911 center from his residence. He stated that his wife,
Kathleen Peterson (Kathleen), had fallen down the stairs.
Defendant further stated that she was unconscious but was still
breathing. Defendant hung up and then called back to 911 a short
time later, claiming that Kathleen was not breathing. Approximately seven to eight minutes after defendant's initial 911
call, James Rose and Ron Paige_paramedics with the Durham County
Emergency Medical Services_arrived at the Peterson residence.
Defendant's son, Todd Peterson (Todd), arrived at the same time as
the paramedics.
The Peterson house is a large estate home with an open foyer
entrance. The paramedics found the front door open and noticed
blood on it. Straight ahead through the front door is the large,
main staircase leading to the second floor. Immediately to the
left after entering, however, is a front hallway leading down to
the kitchen. Off of this hallway near the kitchen is an enclosed,
narrow stairwell also leading to the second floor. Upon entering
the house, the paramedics observed Kathleen lying at the bottom of
this stairwell. Her legs were out into the hallway and her head
was just inside the encased, open doorframe where the first few
steps are located. The stairwell runs parallel to the hallway, but
has a few angled steps at the bottom designed to open up the
staircase perpendicular to the hallway. Defendant was seen
standing over Kathleen in a semi-knees-bent position with blood
on his hands, arms, legs, and feet; he wore shorts and a t-shirt
partially blood-soaked with splatter spots.
When paramedics arrived at Kathleen's body, Todd tried to pull
defendant away, stating, Dad, she's dead, the paramedics arehere. Paramedics Rose and Paige quickly determined that Kathleen
had no pulse and was not breathing. Defendant stated that he had
gone outside to turn off the lights, came back in, and found her at
the bottom of the steps. Paramedic Rose testified that there was
an enormous amount of blood involved. He saw dried blood on the
steps, and also on the wall. And it also looked like it had been
wiped away or wiped on. It had been smeared, instead of just blood
droplets just soaking down the wall. He testified that based on
his experience there was an unusual amount of blood for a fall, and
the most severe injury he had seen from a fall was a broken neck.
The blood under Kathleen's head had already clotted and started to
harden.
Later that day, Dr. Deborah Radisch, a pathologist with the
Office of the North Carolina Medical Examiner, performed an autopsy
on Kathleen's body and determined the cause of death to be blunt
force trauma of the head. The autopsy revealed multiple contusions
and abrasions on the head and neck; seven distinct lacerations on
the posterior scalp; and contusions and abrasions on the arms,
wrists, and hands.
Also on that day, Investigator A.H. Holland, Jr., a member of
the Criminal Investigation Division of the Durham Police
Department, applied for and received a search warrant to search the
Peterson residence at 1810 Cedar Street, Durham, North Carolina. The warrant stated that the property to be seized included, inter
alia, fingerprints, bloodstains, physical layout and measurements
of the premises, documentary evidence indicating ownership, and
moving pictures, video, and still pictures to preserve the nature
of the crime scene. Investigator Holland's affidavit supporting
probable cause included the following underlying facts:
This applicant has been a law enforcement
officer for more than nineteen years. I am
currently assigned to the Homicide Unit of the
Criminal Investigation Division of the Durham
Police Department. I have been an
Investigator with the Durham Police Department
since 1989. During this time I have been
assigned to conduct follow-up investigations
of Child Sexual Abuse, Adult Rape, Aggravated
Assault and Homicide.
On December 9, 2001, 0309 hrs., I, Inv. A.H.
Holland, Jr., was paged by On-Call CID
Supervisor Sgt. Fran Borden in reference to a
Death Investigation at 1810 Cedar St. Sgt.
Borden advised that the victim, age 47, fell
down a flight of stairs and there was a large
amount of blood present at the scene. At 0359
hrs., this investigator arrived at 1810 Cedar
St. Prior to entering the front door, I
observed blood on the sidewalk that leads to
the front door. Upon entering the front door,
I observed blood on the inside of the door.
Sgt. Terry Wilkins advised that the victim's
husband had blood all over his person. I saw
the victim at a distance, but did not
approach. At this point, this investigator
made the decision to obtain this Search
Warrant.
On 10 December 2001 Investigator Holland applied for and
received a second search warrant. This warrant stated the premisesto be searched as defendant's residence along with four vehicles
not on the first warrant. The probable cause for the second
warrant simply repeated the probable cause from the affidavit for
the first warrant.
On 12 December 2001 Investigator Holland applied for and
received a third search warrant to search defendant's residence.
That warrant stated that the property to be seized included all
items from the previous warrant as well as computers, CPUs, files,
software, accessories and any and all other evidence that may be
associated with this investigation. The only additional probable
cause listed in Investigator Holland's application for the search
warrant was the following statement: After conferring with the
District Attorney's Office and the State Medical Examiners Office,
this applicant has probable cause to believe that additional
evidence remains at the residence.
On 20 December 2001 defendant was indicted on the charge of
first-degree murder for the death of Kathleen. Before trial, the
court denied defendant's motion to suppress all evidence seized as
a result of the 9, 10, and 12 December 2001 search warrants.
At trial, the State's evidence relative to motive tended to
show that Kathleen had worked at Nortel Networks. Helen
Prislinger, a process analyst and project manager for Nortel
Networks, reported directly to Kathleen. Ms. Prislinger testifiedthat Kathleen telephoned her on 8 December 2001, at 11:08 p.m. Ms.
Prislinger informed Kathleen that she had documents to e-mail her
for a meeting the coming Sunday in Canada. Kathleen asked someone
in the room for an e-mail address and gave it to Ms. Prislinger.
Todd Markley, a lead consultant at CompuSleuth which performs
forensic processing and investigation, testified as an expert in
forensic computer examination. He examined a disk drive from
defendant's computer and identified an e-mail sent 8 December 2001
at 11:53 p.m. from Ms. Prislinger. He could not determine if the
e-mail had been read, but was pretty confident that the attached
documents were not extracted. Mr. Markley also testified that he
recovered a large volume of pictures of sexual activity that were
on the computer as a result of web browsing. The State
introduced numerous e-mails between defendant and Brent Brad
Wolgamott, a male escort. In these e-mails with Mr. Wolgamott,
defendant attempted to set a time to hook up with Mr. Wolgamott
and also indicated that defendant understood he would be paying for
sexual services. The State further introduced an e-mail dated 23
February 2001 from Dirk Yates, an operator of a web service dealing
in homosexual pornography.
The State also introduced numerous papers that were collected
by the police from defendant's den or study area. This paperwork
included naked photographs of Mr. Wolgamott, escort reviews of Mr.Wolgamott, and printouts of e-mails between defendant and Mr.
Wolgamott discussing defendant paying Mr. Wolgamott for sexual
services. This paperwork was intermingled with other various
paperwork including a tax appraisal of defendant's residence,
Kathleen's cell phone bill from Sprint, and Kathleen's flex benefit
confirmation statement from Nortel.
Regarding the Petersons' finances and Kathleen's job status at
Nortel Networks, Raymond Young, a special agent, certified public
accountant, and certified fraud examiner with the North Carolina
State Bureau of Investigation, testified that at the time of
Kathleen's death, the value of the Petersons' major assets was
$1,618,369.00.
(See footnote 1)
In 1999, $276,790.00 was received into the
Petersons' bank account
(See footnote 2)
and $461,400.00 left the account. In
2000, $203,390.00 was received into the account and $300,760.00
left the account. In 2001, $180,480.00 was received into the
account and $288,000.00 left the account. On the Petersons' 1999,2000, and 2001 tax returns, defendant had no taxable income from
employment.
Katherine Kayser, an administrative assistant at Nortel
Networks, testified that in 2001, Kathleen earned $145,000.00 plus
a bonus of $10,750.00. At Nortel, she obtained the following stock
options: In 1994, 4,800 shares at $3.94 per share and she had 1,600
shares outstanding; in 1995, 5,600 shares at $4.2113 per share; in
1996, 4,800 shares at $5.6175 per share; in 1997, 5,600 shares at
$8.8513 per share; in 1998, 6,000 shares at $11.29 per share; in
1999, 4,000 shares at $17.43 per share; in January 2000, 2,000
shares at $37.94; in April 2000, 2,000 shares at $57.41 per share;
and in July 2000, 2,000 shares at $80.69 per share, and all were
outstanding. In September 2000, Nortel's stock plunged. All of
Kathleen's stock options from 2000 were cancelled as the market
price fell below the option price; she was going to trade them in;
however, upon her death they were reinstated. Kathleen exercised
3,200 shares of options with a purchase price of $3.94 in five
separate transactions of 500, 800, 500, 200, and 1,200 shares with
market prices of $36.75, $32.75, $37.625, $31.94, and $19.40
respectively, for a total profit of $80,431.50, less $31,054.05 in
taxes for a net profit of $49,377.45. She exercised her last
option in March 2001. Ms. Kayser also testified that as Kathleen's beneficiary,
defendant received $29,360.38 after taxes from her 401(k) plan;
$94,455.75 after taxes from her retirement benefits; and
$223,182.46 from her deferred compensation fund. Kathleen also had
a life insurance policy for which she had filled out a Life
Insurance Beneficiary Designation Form listing defendant as the
beneficiary; however, she had neither signed nor dated that form.
(See footnote 3)
Kim Barker, a human resource employee at Nortel, testified
that from the fourth quarter of 2000 through 2001 Nortel laid off
employees, described by Nortel as optimization. In November of
2001, Kathleen was placed on the optimization list for three
days. However, Ms. Barker did not know if Kathleen knew that she
was on the list. Ms. Barker testified that a terminated employee
is not entitled to continue a company life insurance policy.
John Huggard, an expert in the field of estate planning,
testified as to how Kathleen's estate would be divided, pursuant to
the laws of intestate succession, between defendant and Kathleen's
daughter Caitlin Atwater. E-mails recovered from defendant's computer also related to
the Petersons' finances. One e-mail was from defendant to his ex-
wife, Patty Peterson, asking her to pay a portion of their sons'
living expenses. Another was an e-mail from Thomas Ratliff to
defendant on 19 April 2001, responding to defendant's request that
Thomas pay $5,000.00 per semester for Martha Ratliff's college
expenses.
The trial court also allowed the State to present evidence
related to the death of Elizabeth Ratliff, a friend of defendant
and his first wife who died under circumstances with factual
similarities to the death of Kathleen. The facts regarding this
incident will be set forth more fully in our discussion of the
issue arising from the ruling to admit this evidence.
Defendant presented evidence tending to support the theory
that Kathleen died as a result of an accidental fall down the
stairs. He presented several expert witnesses who testified
regarding the blood splatter patterns and the biomechanics of a
fall to support his theory of accident.
On 10 October 2003 a jury found defendant guilty of first-
degree murder. From that verdict and resulting sentence to life
imprisonment without parole, defendant appeals.
I. Warrant
On 4 March 2002 and 14 February 2003 defendant filed motions
to suppress the evidence seized from the Peterson home. On 31
March 2003 the trial court conducted a hearing on these motions.
The trial court's order, entered on 28 April 2003, contains
nineteen findings of fact and five conclusions of law determining
that the police had probable cause for the issuance of each of the
three search warrants used to search and process the Peterson house
during the time after Kathleen's death. Defendant argues that each
warrant was invalid. Specifically, he argues each affidavit
supporting the warrants was void of sufficient facts to suggest
probable cause that a crime had been committed.
[T]he standard of review in evaluating a trial court's ruling
on a motion to suppress is that the trial court's findings of fact
'are conclusive on appeal if supported by competent evidence, even
if the evidence is conflicting.'
State v. Buchanan, 353 N.C. 332,
336, 543 S.E.2d 823, 826 (2001) (quoting
State v. Brewington, 352
N.C. 489, 498, 532 S.E.2d 496, 501 (2000) (citations omitted)).
Where an appellant fails to assign error to the trial court's
findings of fact, the findings are 'presumed to be correct.'
State v. Downing, 169 N.C. App. 790, 794, 613 S.E.2d 35, 38 (2005)
(citations omitted). Since defendant did not assign error to the
trial court's findings, those findings are deemed conclusively
supported by competent evidence.
See id. Our review, therefore,is limited to determining whether those findings support the trial
court's conclusions of law.
See State v. Logner, 148 N.C. App.
135, 138, 557 S.E.2d 191, 193-94 (2001). If so, the conclusions
stand; however, this legal determination is something we review
anew.
See State v. McArn, 159 N.C. App. 209, 211-12, 582 S.E.2d
371, 373-74 (2003);
see also State v. Fernandez, 346 N.C. 1, 11,
484 S.E.2d 350, 357 (1997) ([T]he trial court's conclusions of law
must be legally correct, reflecting a correct application of
applicable legal principles to the facts found.).
It is axiomatic that probable cause serve as the basis for the
issuance of search warrants,
see U.S. Const. amend IV; and section
15A-244 of our General Statutes mandates the particular methodology
of establishing it. Applications for warrants must contain
statements of fact supported by one or more affidavits
particularly setting forth the facts and circumstances establishing
probable cause to believe that the items are in the places or in
the possession of the individuals to be searched[.] N.C. Gen.
Stat. § 15A-244(2) and (3) (2005).
The affidavit is sufficient if it supplies
reasonable cause to believe that the proposed
search for evidence probably will reveal the
presence upon the described premises of the
items sought and that those items will aid in
the apprehension or conviction of the
offender. . . . Probable cause does not mean
actual and positive cause nor import absolute
certainty. . . . The facts set forth in anaffidavit for a search warrant must be such
that a reasonably discreet and prudent person
would rely upon them before they will be held
to provide probable cause justifying the
issuance of a search warrant. . . . A
determination of probable cause is grounded in
practical considerations.
State v. Arrington, 311 N.C. 633, 636, 319 S.E.2d 254, 256-57
(1984) (internal citations omitted);
State v. Greene, 324 N.C. 1,
8-9, 376 S.E.2d 430, 435-36 (1989),
sentence vacated on other
grounds, 329 N.C. 771, 408 S.E.2d 185 (1991). [W]hether probable
cause has been established is based on factual and practical
considerations of everyday life on which reasonable and prudent
[persons], not legal technicians, act.
State v. Sinapi, 359 N.C.
394, 399, 610 S.E.2d 362, 365 (2005) (citations and quotations
omitted). As such, the affidavit and warrant are reviewed not
under a microscope, but under the totality of the circumstances.
See Illinois v. Gates, 462 U.S. 213, 238, 76 L. Ed. 2d 527, 548
(1983).
Thus, under the totality of the circumstances
test, a reviewing court must determine
whether the evidence as a whole provides a
substantial basis for concluding that probable
cause exists.
State v. Beam, 325 N.C. 217,
221, 381 S.E.2d 327, 329 (1989);
see also
Gates, 462 U.S. at 238-39, 76 L. Ed. 2d at 548
(concluding that the duty of a reviewing
court is simply to ensure that the magistrate
had a 'substantial basis' to conclude that
probable cause existed (citation omitted)).
In adhering to this standard of review, we are
cognizant that great deference should be paid[to] a magistrate's determination of probable
cause and that after-the-fact scrutiny should
not take the form of a de novo review.
Arrington, 311 N.C. at 638, 319 S.E.2d at 258.
State v. Pickard, ___ N.C. App. ___, ___, ___ S.E.2d ___, ___ (No.
COA05-1414) (5 July 2006).
The trial court's findings in the case
sub judice are
essentially a recitation of the events leading up to the issuance
of the warrants. Taken as true, they reflect that Investigator
Holland obtained an initial search warrant for the Peterson
residence and one Jaguar vehicle on 9 December 2001 at 6:04 a.m.
The probable cause was based on the relay of information regarding
an excessive amount of blood at the base of the stairs, blood all
over defendant, and blood droplets on the door and sidewalk
outside. Also noted in the affidavit was Investigator Holland's
background
of nineteen years on the force and his connection with
homicide investigations.
The property to be seized was identified with some level of
particularity.
Fingerprints, bloodstains, fired and unfired
bullets and casings, any and all other
weapons, footwear impressions, trace hair and
clothing fibers, physical layout of the
premises, measurements of the premises, moving
pictures, video, and still pictures to
preserve the nature of the crime scene;
documentary evidence indicating ownership,
possession and control of the premises; andany and all evidence that may relate to the
Death Investigation.
Thus, this first search warrant was sought and issued within
a matter of hours after police discovered Kathleen's body. The
probable cause outlines that Kathleen suffered a fall down a set of
stairs. There was an excessive amount of blood located around the
body for a fall located around the body and down the stairs. There
was also blood at various points inside and outside the house.
Notably, the victim's husband's hands and clothes were covered in
blood. Under a deferential standard, these statements are
sufficient to at least suggest something more than a fall and
perhaps even a homicide, albeit that innocent explanations for the
blood also might exist. Probable cause is a flexible, common-sense
standard. It does not demand any showing that such a belief be
correct or more likely true than false. A practical, nontechnical
probability is all that is required.
State v. Zuniga, 312 N.C.
251, 262, 322 S.E.2d 140, 146 (1984). Accordingly, looking for a
weapon, whether that be a blunt object, sharp object, or gun would
be sufficient based on this evidence. Further, ascertaining
evidence about the scene would also be justified, including
pictures, measurements, fingerprints, impressions, or fibers. Even
without a warrant, police can search an entire home for other
victims or assailants, securing items in plain view, if theybelieve a homicide could have occurred.
See State v. Williams, 116
N.C. App. 225, 229-30, 447 S.E.2d 817, 820 (1994) (discussing
warrantless search exception for emergency situations). The second
search warrant, issued on 10 December 2001, was identical to the
first warrant, except that four different motor vehicles were
substituted for the motor vehicle listed in the first warrant.
Defendant does not separately challenge the probable cause
underlying the second warrant; our analysis for these first two
warrants is the same. The principles stated
supra support
affirming the use of the first two warrants; however, the third is
more precarious.
(See footnote 4)
The third warrant is similar in many respects to the first
two. The warrant recites an identical property to be seized
section, save for one change. The warrant includes the statement:
Evidence to be seized shall include computers, CPUs, files,
software, accessories and any and all other evidence that may be
associated with this investigation. The probable cause stated in
the affidavit supporting the seizure of computers in the homicide
investigation is identical to that recited before: amount of bloodat scene of fall; the location of blood on defendant, the house,
and exterior areas; and the background of Investigator Holland.
The additional facts that separate this warrant from the others are
merely that: After conferring with the District Attorney's Office
and the State Medical Examiners Office, this applicant has probable
cause to believe that additional evidence remains at the
residence.
An affidavit signed under oath or affirmation
by the affiant and indicating the basis for
the finding of probable cause by the issuing
magistrate must be a part of or attached to
the warrant. . . . The affidavit may be based
on hearsay information and need not reflect
the direct personal observations of the
affiant; but the affidavit in such case must
contain some of the underlying circumstances
from which the affiant's informer concluded
that the articles sought were where the
informer claimed they were, and some of the
underlying circumstances from which the
affiant concluded that the informer, whose
identity need not be disclosed, was credible
and his information reliable. . . . Whether
the affidavit is sufficient to show probable
cause must be determined by the issuing
magistrate rather than the affiant. This is
constitutionally required by the Fourth
Amendment. . . .
. . .
Probable cause cannot be shown by affidavits
which are purely conclusory, stating only the
affiant's or an informer's belief that
probable cause exists without detailing any of
the 'underlying circumstances' upon which that
belief is based. . . . Recital of some of the
underlying circumstances in the affidavit isessential if the magistrate is to perform his
detached function and not serve merely as a
rubber stamp for the police. . . . The
issuing officer must judge for himself the
persuasiveness of the facts relied on by a
complaining officer to show probable cause.
He should not accept without question the
complainant's mere conclusion. . . .
State v. Campbell, 282 N.C. 125, 129-31, 191 S.E.2d 752, 755-56
(1972) (internal citations omitted).
The affidavit here does not include the substance of the
conversations or discoveries in the thirty-six hour investigation
that might lead one to need to check the computers in the home.
See State v. McHone, 158 N.C. App. 117, 121-22, 580 S.E.2d 80, 83-
84 (2003) (affidavit insufficient when it contained no information
as to substance of a lengthy interview with defendant, only that a
conversation occurred). The affidavit does not include any
indication, other than the amount of blood, that would suggest a
search of defendant's computer would lead to information regarding
the potential homicide. See State v. Goforth, 65 N.C. App. 302,
307-08, 309 S.E.2d 488, 493 (1983) (application to search house for
drugs and drug activity that is supported solely by conclusory
statements suggesting the activities are present is not
constitutionally sufficient). The affidavit only includes a wholly
conclusory statement that the affiant has probable cause to search
the computers in defendant's house. See State v. Hyleman, 324 N.C.506, 510, 379 S.E.2d 830, 832-33 (1989) (when the affiant fails to
state the substance of information received from other sources and
fails to disclose any facts that would lead a magistrate to
reasonably believe that evidence of a crime existed at defendant's
residence, then [t]he inadequacies of the affidavit resulted in
the magistrate being confronted with an insufficient, 'bare bones'
application for a search warrant.). This deficient factual
statement offered to support an independent basis for probable
cause cannot stand, regardless of the deference due the trial
court. See, e.g., State v. Edwards, 286 N.C. 162, 170, 209 S.E.2d
758, 763 (1974) (We conclude that in instant case the search
warrant was invalid because the affiant did not inform the
magistrate of any underlying circumstances from which the informant
concluded that non-tax-paid whiskey was where he said that it
was.); Gooden v. Brooks, Comr. Of Labor, 39 N.C. App. 519, 251
S.E.2d 698 (1979) (Fourth Amendment protection consists of
including the underlying facts necessary to allow the issuing
officer to determine the existence of probable cause, not the
affiant.).
This Court in State v. Sheetz, 46 N.C. App. 641, 265 S.E.2d
914 (1980), reviewed a similar warrant and arrived at the same
conclusion. There, the warrant's supporting affidavit establishednothing more than the district attorney's inclination to review a
retail store's financial records following a fire.
[T]hat as a result of an investigation being
conducted by the Forsyth County Sheriff's
Department into a fire occurring at Clemmons
Florist and Gift Shop on August 28, 1978 in
Forsyth County, Clemmons, North Carolina, the
said District Attorney has reason to believe
that the examination of certain records in the
possession of Charles Steven Sheetz and one
Clemmons Florist Gift [sic] Shop and the
entire business and working records of the
Clemmons Florist and Gift Shop would be in the
best interest of the enforcement of the law
and the administration of justice in Forsyth
County . . .
Id. at 647, 265 S.E.2d at 918. Relying on Campbell, this Court
found constitutional error without hesitation.
One of the grounds upon which our Supreme
Court [in Campbell] held the seizure of the
drugs unconstitutional was that nowhere in the
affidavit was there a sufficient statement of
underlying circumstances from which the
magistrate could have concluded that probable
cause existed. We believe that the affidavit
in question contains the same flaw. The
allegation that agents have conducted an
investigation which has disclosed evidence of
irregularities which, if supported by evidence
and found to be true, would constitute serious
violations of the law on the part of the
defendant, without the disclosure of facts
from which the magistrate could ascertain the
existence of irregularities that would
constitute serious violations of the law, does
not meet the constitutional standard for
issuance of a search warrant.
Id. at 648, 265 S.E.2d at 919. Just as in Sheetz, the affidavit
supporting the warrant in this case woefully fails to pass
constitutional muster.
Notably though, every error, even of a constitutional
magnitude, does not require reversal. A violation of the
defendant's rights under the Constitution of the United States is
prejudicial unless the appellate court finds that it was harmless
beyond a doubt. The burden is upon the State to demonstrate,
beyond a reasonable doubt, that the error was harmless. N.C. Gen.
Stat. § 15A-1443(b) (2005); State v. Silva, 304 N.C. 122, 133, 282
S.E.2d 449, 456 (1981) (When the error committed deprives a
defendant of a constitutional right, prejudice is presumed, and the
burden is on the State to prove otherwise.); State v. Rhodes, 151
N.C. App. 208, 217-18, 565 S.E.2d 266, 272 (2002) (applying a
harmless beyond a reasonable doubt standard to a violation of
defendant's Fourth Amendment right). Since our analysis of whether
the violation of defendant's Fourth Amendment rights is harmless
beyond a reasonable doubt requires a review of the error in light
of all evidence introduced at trial, we will review the remainder
of defendant's issues first.
After careful consideration, we determine that the State has
met its burden in this case; the evidence and testimony admitted in
defendant's trial pursuant to the third warrant did not prejudicedefendant in light of other properly admitted evidence. Evidence
from a search of defendant's computer is the crux of what was
recovered and admitted pursuant to the invalid warrant. That
evidence suggested that the Petersons were possibly in financial
difficulty, that defendant had homosexual interests, that an e-mail
was sent to Kathleen the night of her death, and perhaps that the
Petersons' marriage was strained. This same evidence was presented
through numerous other sources: Helen Prislinger testified about
sending the e-mail to defendant's account; ample evidence of
defendant's possible predilection for homosexuality was introduced
by printed e-mails and photos seized from the desk drawer next to
the computer pursuant to a valid warrant; and copious amounts of
evidence and testimony was admitted regarding the Petersons'
faltering financial condition. As such, the evidence introduced
pursuant to the invalid warrant was nothing more than repetition of
other properly admitted evidence, thereby rendering its impact on
the jury harmless beyond a reasonable doubt.
II. Rule 404(b) Ratliff Evidence
The trial court conducted an extensive
voir dire hearing on
the proposed Rule 404(b) evidence regarding Elizabeth Ratliff, an
individual close to defendant who seventeen years prior to
Kathleen's death was found dead at the bottom of a set of stairs. Elizabeth Ratliff worked as a teacher with the Department of
Defense Dependent School System, and her husband George was an
officer in the United States Air Force. In the early 1980s the
couple lived in Klein Gerau, Germany. Both were good friends with
defendant and his first wife, Patty. After George's death in 1983,
defendant began to help Elizabeth with funeral arrangements,
financial matters, and general support. About a year after her
husband's death, Elizabeth and the couple's two daughters moved to
a house down the street from the Petersons in Graefenhausen,
Germany. Defendant continued to help care for the Ratliff family
over the next year.
Then, at around 7:15 a.m. on 25 November 1985, Barbara
Malagino, permanent nanny to the Ratliff children, found Elizabeth
dead at the bottom of the main staircase in her home. A friend and
co-worker of Elizabeth's, Cheryl Appel-Schumacher, testified that
she arrived at the house around 9:00 a.m.; she described the scene.
She stated that defendant was there, talking mainly with the
police, military, and other official personnel at the house. Along
with defendant and those officials, several other people were in
the small foyer area: Amy Beth and Bruce Berner, neighbors of the
Ratliff family; Patty Peterson; and a taxicab driver. Elizabeth's
body was at the bottom of the stairs; she was wearing a pair of
yellow boots and was partially covered by a coat. There was bloodsprayed down the wall of the open staircase, blood on the wall
opposite the foyer area, blood on a chest and footlocker, and a
pool of blood underneath Elizabeth's body. Ms. Appel-Schumacher
also described a smaller pattern of blood droplets at the top of
the stairs, above a light switch. It appeared to have been flicked
from a brush, whereas the blood down the wall was more of a tear
drop pattern which increased in size further down the stairs. Ms.
Appel-Schumacher said that she, her husband, and someone else,
probably defendant, helped clean up the blood after Elizabeth's
body was taken away. She also testified that on the Thursday
before Elizabeth died, Elizabeth complained to her about headaches
and had scheduled an appointment with a doctor for the following
week.
Elizabeth's sister, Margaret Blair, testified that defendant
called her later in the day on 25 November 1985 and informed her of
Elizabeth's death. He said she accidentally fell down the stairs
and died. Sometime near the funeral, Margaret spoke with defendant
regarding the events surrounding her sister's death. Defendant
told her that he and his wife had the Ratliff family over for
dinner and he returned with them to help get the girls to bed and
take out the trash.
Margaret Blair also testified that Elizabeth had planned a
trip to Copenhagen, Denmark, over the upcoming Christmas vacation. She further testified that pursuant to Elizabeth's will defendant
and Patty became guardians of Martha and Margaret Ratliff.
Defendant received various household goods and benefits associated
with the two children.
On 27 November 1985 an autopsy performed by the United States
military determined Elizabeth's cause of death to be
[i]ntracranial hemorrhage, cerebellar-brain stem secondary to Von
Willebrand coagulation abnormality . . . [s]calp lacerations
secondary to terminal fall. The military investigation concluded
there were no indications of foul play.
On 14 April 2003 Elizabeth's body was exhumed and an autopsy
performed by Dr. Deborah Radisch revealed contradictory findings.
Dr. Radisch determined the cause of death to be blunt force trauma
to the head. Dr. Radisch noted multiple injuries, including marks
on the head, seven distinct lacerations, and injuries to the left
hand, forearm, and back. Dr. Radisch opined that the intracranial
hemorrages noted at the first autopsy were primarily the result of
blunt trauma rather than any underlying natural disease process.
Defendant argues the trial court erred in admitting this
evidence pursuant to Rule 404(b). Ultimately, we disagree.
Article IV of the Rules of Evidence deals with
the relevancy of evidence. Rules 401 and 402
establish the broad principle that relevant
evidence_evidence that makes the existence of
any fact at issue more or less probable_isadmissible unless the Rules provide otherwise.
Rule 403 allows the trial judge to exclude
relevant evidence if, among other things, its
probative value is substantially outweighed by
the danger of unfair prejudice. Rules 404
through 412 address specific types of evidence
that have generated problems. Generally,
these latter Rules do not flatly prohibit the
introduction of such evidence but instead
limit the purpose for which it may be
introduced.
Huddleston v. United States, 485 U.S. 681, 687, 99 L. Ed. 2d 771,
781 (1988). Rule 404(b) is a clear general rule of
inclusion of
relevant evidence of other crimes, wrongs or acts by a defendant,
subject to but
one exception requiring its exclusion if its
only
probative value is to show that the defendant has the propensity or
disposition to commit an offense of the nature of the crime
charged.
State v. Coffey, 326 N.C. 268, 278-79, 389 S.E.2d 48, 54
(1990). Rule 404(b) states that evidence of other crimes, wrongs,
or acts may be admissible if probative of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of
mistake, entrapment or accident. N.C. Gen. Stat. § 8C-1, Rule
404(b) (2005). This list of proper purposes is neither exclusive
nor exhaustive.
State v. Church, 99 N.C. App. 647, 653, 394
S.E.2d 468, 472 (1990) (citing
State v. Young, 317 N.C. 396, 412,
346 S.E.2d 626, 635 n.2 (1986)). Thus, so long as evidence of
defendant's prior acts makes the existence of any fact at issue,
other than the character of the accused, more or less probable,that evidence is admissible under Rule 404(b).
See Coffey, 326
N.C. at 278-79, 389 S.E.2d at 54.
Despite this broad notion of inclusion, the Rule is not
without limitations and any Rule 404(b) evidence should be
carefully scrutinized in order to adequately safeguard against the
improper introduction of character evidence against the accused.
See State v. al-Bayyinah, 356 N.C. 150, 154, 567 S.E.2d 120, 122-23
(2002) (citing cases and text expounding upon the rationale for
limitation). The United States Supreme Court in
Huddleston
recognized several factors that balance the admissibility of 404(b)
evidence against safeguarding defendant's character: first, the
evidence must be offered for a proper purpose; second, the evidence
must be relevant; third, pursuant to Rule 403, the probative value
of the evidence must not be substantially outweighed by its
potential for unfair prejudice; and fourth, upon request, the
defendant is entitled to an instruction that the jury consider the
evidence only for the proper purpose that it is admitted.
Huddleston, 485 U.S. at 691-92, 99 L. Ed. 2d at 783-84.
Accordingly, we will review the trial court's decision to admit
evidence surrounding the death of Elizabeth Ratliff for an abuse ofdiscretion.
(See footnote 5)
State v. al-Bayyinah, 359 N.C. 741, 747, 616 S.E.2d
500, 506 (2005).
First, the trial court found that evidence of Elizabeth's
death was probative of defendant's intent, knowledge, and the
absence of accident in Kathleen's death. Our appellate case law
contains a cornucopia of comparable situations in which the courts
have upheld the admission of evidence regarding prior deaths due to
its probative value for these disputed elements.
See , e.g., State
v. Moses, 350 N.C. 741, 758-60, 517 S.E.2d 853, 864-65 (1999)
(evidence of prior shooting death relevant to show identity of
killer in similar death);
State v. Moore, 335 N.C. 567, 594-96, 440
S.E.2d 797, 812-14 (1994) (prior poisoning deaths of males
intimately associated with defendant relevant to show motive,
opportunity, identity, and intent in trial for poisoning death);
State v. Stager, 329 N.C. 278, 301-07, 406 S.E.2d 876, 888-93
(1991) (evidence of first husband's death by gunshot wound
admissible in trial for second husband's shooting death to prove
motive, intent, plan, preparation, knowledge, or absence of
accident);
State v. Barfield, 298 N.C. 306, 328, 259 S.E.2d 510,529-30 (1979) (evidence of four other poisonings relevant to show
intent, motive, and common plan or scheme in trial for poisoning),
overruled on other grounds by, State v. Johnson, 317 N.C. 193, 344
S.E.2d 775 (1986);
State v. Lanier, 165 N.C. App. 337, 346-47, 598
S.E.2d 596, 602-03 (where defendant claimed that poisoning was
accidental, prior husband's drowning admissible in case against
defendant for the poisoning of her husband),
disc. review denied,
359 N.C. 195, 608 S.E.2d 59 (2004);
State v. Underwood, 134 N.C.
App. 533, 538, 518 S.E.2d 231, 236 (1999) (evidence of prior
shooting death of person closely associated with defendant
admissible in trial for shooting death of an individual also
closely associated with defendant in order to show identity).
We can see no error in the determination that the
circumstances of Elizabeth's death were admissible to, at the very
least, show the absence of accident in Kathleen's death, as
defendant claimed. Where, as here, an accident is alleged,
evidence of similar acts is more probative than in cases in which
an accident is not alleged.
Stager, 329 N.C. at 304, 406 S.E.2d
at 891. The doctrine of chances demonstrates that the more often
a defendant performs a certain act, the less likely it is that the
defendant acted innocently.
Id. at 305, 406 S.E.2d at 891
(quoting Imwinkelried,
Uncharged Misconduct Evidence § 5:05
(1984)). In isolation, it might be plausible that the
defendant acted accidentally or innocently; a
single act could easily be explained on that
basis. However, in the context of other
misdeeds, the defendant's act takes on an
entirely different light. The fortuitous
coincidence becomes too abnormal, bizarre,
implausible, unusual, or objectively
improbable to be believed. The coincidence
becomes telling evidence of mens rea.
Id.;
see also State v. Murillo, 349 N.C. 573, 593-94, 509 S.E.2d
752, 764 (1998) (evidence of defendant accidentally shooting his
first wife ruled admissible in trial for shooting death of second
wife to show the absence of accident).
Second, the trial court found the evidence to be relevant.
Evidence is admissible under Rule 404(b) only if it is relevant.
'Relevancy is not an inherent characteristic of any item of
evidence but exists only as a relation between an item of evidence
and a matter properly provable in the case.'
Huddleston, 485 U.S.
at 689, 99 L. Ed. 2d at 782 (quoting Advisory Committee's Notes on
Fed. Rule Evid. 401, 28 U.S.C. App., p. 688). In the Rule 404(b)
context, similar act evidence is relevant only if the jury can
reasonably conclude that the act occurred and that the defendant
was the actor.
Id. That framework has been further refined in
North Carolina such that Rule 404(b) evidence probative of a
permissible purpose is admissible if it is evidence of a similaract with a certain degree of temporal proximity to the current
charge.
See al-Bayyinah, 356 N.C. at 153-55, 567 S.E.2d at 122-23.
When the features of the earlier act are
dissimilar from those of the offense with
which the defendant is currently charged, such
evidence lacks probative value. When
otherwise similar offenses are distanced by
significant stretches of time, commonalities
become less striking, and the probative value
of the analogy attaches less to the acts than
to the character of the actor.
State v. Artis, 325 N.C. 278, 299, 384 S.E.2d 470, 481 (1989),
vacated on other grounds by, 494 U.S. 1023, 108 L. Ed. 2d 604
(1990),
on remand at, 329 N.C. 679, 406 S.E.2d 827 (1991).
Here, the trial court concluded that:
2. Substantial evidence in the form of
sufficient similar facts and circumstances
exists between the two deaths so that a jury
could reasonably find that the Defendant
committed both acts.
3. The temporal proximity or remoteness in
time between these two deaths does not
diminish its effect of admissibility with
respect to the purposes for which it is
offered.
It based those conclusions on seventeen similarities between the
circumstances of Elizabeth's death and that of Kathleen's,
including in part:
a. The deceased being found at the bottom of a
stairway.
b. No eyewitnesses to either alleged fall down
the stairs.
c. A large amount of blood present.
d. Blood splatter present high and dried on
the wall next to the stairway, including a
bloodstain with small drops.
e. No evidence of any forced entry or exit, or
of any property being stolen.
. . .
h. Both deceased persons were females in their
late 40's who had a close personal
relationship with the Defendant.
i. Both deceased persons were similar in
physical characteristics so that they looked
alike and reported of severe headaches in the
weeks before their death.
j. Both deceased persons were planning to go
on a trip in the near future and had dinner
with the Defendant on the night before their
death.
k. Both deceased persons were later determined
to have died from blunt force trauma to the
head, including the same number of scalp
lacerations and the same general location of
the scalp wounds.
l. Both deceased persons had what could be
characterized as defensive wounds on their
bodies.
. . .
n. The Defendant was the last known person to
see both of these persons alive.
o. By being summoned to the scene in Germany
and living at the scene in Durham, the
Defendant is then present on the scene when
the authorities arrive and reports that thedeath is the result of an accidental fall down
the stairs.
p. The Defendant is in charge of the remains,
effects, and household after each death, and
is potentially in charge of each estate after
death.
q. The Defendant received money or other items
of value after each death.
Defendant contends that before the State could have used
Elizabeth's death to show the absence of accident, it needed to
establish a substantial and independent link between defendant and
Elizabeth's death; otherwise the use of this evidence would
potentially prejudice defendant based upon a prior act for which he
had no involvement. But it is not necessary to the evidence's
admissibility that the State specifically establish a direct
evidentiary link between defendant and the previous crime or act.
In fact, in State v. Jeter, 326 N.C. 457, 459, 389 S.E.2d 805, 806-
07 (1990), the Supreme Court rejected that argument in favor of a
more flexible test, such as that in Huddleston or Stager.
[Rule 404(b)] includes no requisite that the
evidence tending to prove defendant's identity
as the perpetrator of another crime be direct
evidence, exclusively. Neither the rule nor
its application indicates that examples of
other provisions_such as admissibility of
evidence of other offenses to prove motive,
opportunity, intent, preparation, or plan_rest
solely upon direct evidence. E.g., State v.
Price, 326 N.C. 56, 388 S.E.2d 84 (1990)
(circumstantial evidence of defendant's
perpetration of virtually identicalstrangulation, proximate in time, showing
preparation, plan, knowledge or identity).
Under the statutory scheme of Rules 403 and
404, the concern that anything other than
direct evidence of a defendant's identity in a
similar offense might mislead [the jury] and
raise a legally spurious presumption of guilt
is met instead by the balancing test required
by Rule 403[.]
Id., 389 S.E.2d at 806.
In Stager, our Supreme Court was presented with a scenario
comparable to this one. There, the defendant was on trial for the
first-degree murder of her husband. Stager, 329 N.C. at 284-85,
406 S.E.2d at 879. She claimed that she accidentally shot her
husband when pulling a gun out across the bed from underneath his
pillow one morning. Id. at 286, 406 S.E.2d at 880. The next day
she began inquiring about death proceeds from the military, her
husband being a member of the National Guard, and further inquired
about life insurance proceeds. The facts, circumstances, and
scientific evidence all failed to support an accidental shooting,
instead suggested the possibility of foul play.
The State introduced evidence that nearly ten years prior to
Mr. Stager's death, the defendant's first husband was found dead in
their bedroom killed by a single gun shot. Id. at 296-97, 406
S.E.2d at 886-87. The defendant stated that her husband was
upstairs cleaning the gun when it must have fired and killed him.
Id. at 297, 406 S.E.2d at 887. The defendant collected nearly$86,000.00 in life insurance proceeds and estate property after her
husband's death. Id. at 300, 406 S.E.2d at 888.
At her trial and on appeal, the defendant argued the evidence
of her first husband's death was not relevant or admissible
pursuant to Rule 404(b). Our Supreme Court disagreed and found no
error in the admission of the evidence due to its probative value
for intent, the absence of accident, and the fact that the deaths
were sufficiently similar. Id. at 307, 406 S.E.2d at 892-93.
Relying on Huddleston, the Court held:
[I]f there is sufficient evidence to support a
jury finding that the defendant committed the
similar act [then] no preliminary finding by
the trial court that the defendant actually
committed such an act is required[;] . . .
evidence is admissible under Rule 404(b) of
the North Carolina Rules of Evidence if it is
substantial evidence tending to support a
reasonable finding by the jury that the
defendant committed a similar act or crime and
its probative value is not limited solely to
tending to establish the defendant's
propensity to commit a crime such as the crime
charged.
Id. at 303-04, 406 S.E.2d at 890. Similar acts or crimes, the
Court held, means there are 'some unusual facts present in both
crimes or particularly similar acts which would indicate that the
same person committed both.' Stager, 329 N.C. at 304, 406 S.E.2d
at 890-91 (quoting State v. Green, 321 N.C. 594, 603, 365 S.E.2d
587, 593, cert. denied, 488 U.S. 900, 102 L. Ed. 2d 235 (1988)). Thus, although perhaps more persuasive, it is not necessary to
the evidence's admissibility under Rule 404(b) that the State
specifically connect defendant to the previous crime or act, so
long as substantial evidence of the similarities of the two crimes
or acts suggests that the same person committed both acts. And
while defendant challenges the veracity of the trial court's
findings on similarity, the numerous and unique similarities
between Elizabeth's death and that of Kathleen reveal substantial
circumstantial evidence that favors admissibility.
Further, we can discern little merit in defendant's argument
that Elizabeth's death is too remote. It may be true that
remoteness in time tends to diminish the probative value of the
evidence and enhance its tendency to prejudice, Artis, 325 N.C. at
300, 384 S.E.2d at 482, but remoteness in time generally affects
only the weight to be given such evidence, not its admissibility.
Stager, 329 N.C. at 307, 406 S.E.2d at 893.
Remoteness in time between an uncharged crime
and a charged crime is more significant when
the evidence of the prior crime is introduced
to show that both crimes arose out of a common
scheme or plan. In contrast, remoteness in
time is less significant when the prior
conduct is used to show intent, motive,
knowledge, or lack of accident[.]
Id. (citations omitted). The striking similarities between
Kathleen's death and that of Elizabeth's overshadow the seventeen-year-difference in their deaths, particular given that the State's
use of the evidence was to show absence of accident, intent, or
knowledge.
Third, we see no abuse of discretion in the trial court's
balancing test consistent with the dictates of Rule 403.
When prior incidents are offered for a proper
purpose, the ultimate test of admissibility is
whether they are sufficiently similar and not
so remote as to run afoul of the balancing
test between probative value and prejudicial
effect set out in Rule 403. In each case, the
burden is on the defendant to show that there
was no proper purpose for which the evidence
could be admitted. The determination of
whether relevant evidence should be excluded
under Rule 403 is a matter that is left in the
sound discretion of the trial court, and the
trial court can be reversed only upon a
showing of abuse of discretion.
Lanier, 165 N.C. App. at 345, 598 S.E.2d at 602 (internal citations
and quotations omitted); see also Coffey, 326 N.C. at 281, 389
S.E.2d at 56 (Whether to exclude evidence under Rule 403 is a
matter left to the sound discretion of the trial court.). The
trial court here conducted an extensive voir dire, issued numerous
findings of fact, found at least seventeen similarities between the
evidence proffered and the crime charged, and concluded the
probative value of this evidence outweighs any prejudicial effect
on the Defendant. We have already concluded that the similaritiesbetween the two deaths were numerous and that Elizabeth's death was
not too remote.
That said, [e]vidence which is probative of the State's case
necessarily will have a prejudicial effect upon the defendant; the
question is one of degree. Coffey, 326 N.C. at 281, 389 S.E.2d at
56; see also Stager, 329 N.C. at 310, 406 S.E.2d at 895
(Certainly, the evidence was prejudicial to the defendant in the
sense that any evidence probative of the State's case is always
prejudicial to the defendant.). There is little doubt that the
evidence of Elizabeth's death was useful to the State for
challenging defendant's sole defense in this case, namely, that
Kathleen's death was an accident. This evidence in and of itself
is prejudicial to defendant, but not substantially so, considering
that the balance under Rule 403 favors admissibility of probative
evidence.
As such, we reject defendant's argument that evidence of
Elizabeth's death was inadmissible because [t]he two deaths would
create a false image of convincing evidence, just as mirrors facing
each other create the impression of a never-ending hall, while each
examined in its own light would not withstand scrutiny. The
evidence is admissible due to the fact it was offered for a proper
purpose, and was sufficient to allow a jury to reasonably conclude
that the act occurred and that the defendant was the actor.
III. Evidence of Bi-Sexuality Under Rule 404(b)
Defendant next argues the trial court erred, in ruling upon
his motion in limine, to admit evidence of his bi-sexuality.
Defendant contends this evidence was irrelevant and unfairly
prejudicial. We disagree.
Generally, evidence is admissible at trial if it is relevant
and its probative value is not substantially outweighed by, among
other things, the danger of unfair prejudice. See N.C. Gen. Stat.
§ 8C-1, Rules 402, 403 (2005). Evidence is relevant if it has any
logical tendency, however slight, to prove a fact in issue. In
criminal cases, every circumstance that is calculated to throw any
light upon the supposed crime is admissible. The weight of such
evidence is for the jury. State v. Smith, 357 N.C. 604, 613-14,
588 S.E.2d 453, 460 (2003) (internal quotations and citations
omitted); see also N.C. Gen. Stat. § 8C-1, Rule 401 (2005)
('Relevant evidence' means evidence having any tendency to make
the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it
would be without the evidence.). The standard set by Rule 401,
gives the judge great freedom to admit
evidence because the rule makes evidence
relevant if it has any logical tendency to
prove any fact that is of consequence. Thus,
even though a trial court's rulings on
relevancy technically are not discretionary
and therefore are not reviewed under the abuseof discretion standard applicable to Rule 403,
such rulings are given great deference on
appeal.
State v. Wallace, 104 N.C. App. 498, 502, 410 S.E.2d 226, 228
(1991) (internal citations omitted).
The trial court concluded that the evidence regarding
defendant's bi-sexuality was relevant for two purposes: one, it
related to a possible motive; and two, it could be used to rebut
the assertions in Defendant's opening statement regarding the
idyllic relationship between the Defendant and the deceased in this
case. We now consider whether the evidence of defendant's bi-
sexual tendencies was relevant because it rebutted defendant's
opening statements of a loving relationship. Defendant argues that
none of defense counsel's opening statements opened the door for
introduction of defendant's bi-sexuality. In his opening
statement, defense counsel recounted the relationship between
defendant and Kathleen as follows:
And Michael Peterson and Katherine [sic]
Atwater connected. Kathleen and Michael
connected in a way that a few people who are
really, really lucky in life have a chance to
connect. It had nothing to do with tangible
things. They felt like soul mates. . . . And
so they fell in love, and in . . . 1989 they
began to live together. . . . [W]hat kept
them together, what caused them to build that,
was a love that absolutely everyone who saw
them or knew them understood and recognized,
and envied[.]
Defense counsel also read from an essay Kathleen's daughter Caitlin
had written in 1999:
Michael Peterson stopped my mother's tears. .
. . My father had torn her apart, crushing
her shell and the illusion in which she lived,
destroying her dignity and pride. But Mike
was able to restore her strength and
confidence, and to show her that she could
find true love.
Defense counsel also showed family pictures of defendant and
Kathleen throughout his opening statement.
Our courts have previously allowed evidence in to rebut a
defendant's contentions made in his opening statement. See, e.g.,
Murillo, 349 N.C. at 600, 509 S.E.2d at 768 (character evidence
concerning the victim's performance as a school teacher relevant to
rebut the defendant's contentions in his opening statement that the
victim was a violent alcoholic); State v. Jones, 342 N.C. 457, 463-
64, 466 S.E.2d 696, 698-99 (testimony by the defendant's former
girlfriend regarding a previous assault by the defendant and her
fear of him was relevant to rebut the defendant's contentions in
his opening statement that the reason the girlfriend delayed three
years in reporting him was to get back at him and collect a
reward), cert. denied, 518 U.S. 1010, 135 L. Ed. 2d 1058 (1996);
State v. Reaves, 132 N.C. App. 615, 619, 513 S.E.2d 562, 565 (This
evidence was relevant to the issue of the State's inability to
present shell casings from the weapon allegedly used by defendant. Defendant's counsel raised this matter in his opening argument,
and, having invited the State's response, cannot now claim he was
improperly prejudiced by the State's exhibition of the weapons to
the jury.), disc. review denied, 350 N.C. 846, 539 S.E.2d 4
(1999).
As defense counsel, in his opening statement, extensively
discussed defendant and Kathleen's relationship and portrayed the
marriage as a happy and loving one, the trial court properly found
that evidence of defendant's attempts to have sexual relations with
a male escort and interest in homosexual pornography were relevant
to reb